Author: John Rapa

Volcker rule update 1210

Volcker rule update 1210

DODD-FRANK AND THE VOLCKER RULE RESTRICTIONS ON PRINCIPAL T...


Tech Solutions For C 1104
General

Tech Solutions For C 1104

FIA Expo Panel - Tech Solutions for OTC CCP


Swap Execution Facilities: Market Evolution and SEF Profiles

Swap Execution Facilities: Market Evolution and SEF Profiles

A synopsis of the major Swap Execution Facilities providers...


SEC Regulation SCI: Automation Review Compliance

SEC Regulation SCI: Automation Review Compliance

Recently, the SEC adopted new rules to require certain key...


SEC Regulation SCI, ARP Reviews and Audits
General

SEC Regulation SCI, ARP Reviews and Audits

An overview of the proposed SEC Regulation SCI -


SEC Regulation SCI and Automation Review Policy Compliance
General

SEC Regulation SCI and Automation Review Policy Compliance

An overview of the SEC's proposed Regulation SCI - Systems...


O Tlearing 13 Cpril 2010 0.1
General

O Tlearing 13 Cpril 2010 0.1

FIA Clearing 2010 - OTC CCP Clearing Panel Presentation


Industry impact and lessons learned from hurricane sandy summary report 010913
General

Industry impact and lessons learned from hurricane sandy summary report 010913

Survey of Investment Management Firms Experience with Hurri...


High Frequency Trading Update and Overview

High Frequency Trading Update and Overview

An update and overview of the state of the High Frequency T...


Evolution of U.S. Financial Markets 2000-2014
General

Evolution of U.S. Financial Markets 2000-2014

An overview of how the landscape of US equity, options, fut...


Cybersecurity Best Practices in Financial Services

Cybersecurity Best Practices in Financial Services

A discussion of current best practices for cyber security p...