About National
National Securities Corporation is an international full
service independent brokerage firm with a diverse ...
Products and Services
As an independent firm, National Securities offers clients a
suite of products and services unencumb...
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National Securities Brochure

Published on: Mar 3, 2016
Source: www.slideshare.net


Transcripts - National Securities Brochure

  • 1. About National National Securities Corporation is an international full service independent brokerage firm with a diverse base of retail and institutional clients. National was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. National and its subsidiaries are headquartered in Seattle and in New York City and have offices internationally providing a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses. National’s representatives are primarily independent contractors and operate their business with freedom and flexibility in advising their clients. As an independent firm, we reduce the conflicts that exist between large financial institutions, their reps, and their clients. By removing the control from the firm and placing it with the financial representative, the broker and his client both win. National Securities has partnered with National Financial Services LLC, Member NYSE/SIPC, a Fidelity Investments® company, to clear its securities and provide robust service in the ever changing technological marketplace. National Financial is the gold standard in the clearing business and provides National Securities, its registered representatives and their clients with first class financial products and services. Capital Markets National Securities’ Capital Markets Group provides a wide range of value-added products and services to satisfy the needs of our corporate, institutional, and high net-worth clients. Our focus is to enhance our clients’ portfolios by offering a wide range of investment products. Our team of trained financial professionals evaluates and orchestrates initial public offerings, secondary offerings, private placements, preferred stock offerings, debt offerings, and closed end mutual funds. National’s Investment Banking and Syndicate Departments work diligently to provide high-quality investment products for our client base. The Investment Banking Department at National Securities evaluates and structures financing alternatives for emerging growth companies. With the U.S. capital markets having undergone a significant change in recent years, many companies find financing especially challenging. National Securities has the expertise and resources to provide solid solutions to this underserved market. National has provided financial advice, strategic counsel, mergers and acquisitions services, primary and secondary offerings, and private placements for emerging companies since 1947. Asset Management & Financial Planning Through National Asset Management Inc., – a wholly owned subsidiary and SEC Registered Investment Advisor, National’s advisors custom-build portfolios and design financial plans based on their client’s needs…not proprietary products. Investment portfolios are created by choosing from a list of 250 independent money managers and 12,000 mutual funds and Exchange Traded Funds (ETF). Financial Plans are implemented using the latest Monte Carlo simulations and cutting-edge probability analysis which calculate a plan’s success over a thousand possible lifetimes. Program accountability features include annual return targets and quarterly reviews. Research National’s independence means we are not tied to any one analyst. Our registered representatives are provided unbiased third party research when identifying and recommending global investments and integrate investment products including stocks, bonds, annuities, mutual funds, money managers and asset management. Our reps have access to independent research from industry leaders such as: Reuters, Dow Jones, Thomson, Lehman Brothers, Prudential, S&P, Argus Research, Dorsey Wright, Prudential, Thomas White, Morningstar, Decision Economics, Market View, and Bond Trader Pro. These services provide third party research of individual securities as well as technical analysis. Client Rights and Protection National Securities is a member of the Securities Investor Protection Corporation, and securities in accounts carried by National Financial Services LLC (“NFS”), a Fidelity Investments R company are protected by the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $100,000). NFS has arranged for additional unlimited protection for cash and securities to supplement its SIPC coverage. This additional protection covers total account net equity in excess of the coverage provided by SIPC. Neither SIPC nor the additional coverage protects against loss of market value of the securities.
  • 2. Products and Services As an independent firm, National Securities offers clients a suite of products and services unencumbered of a traditional brokerage firm’s inherent conflicts. Advisors provide non-biased, independent advice for comprehensive investment and financial planning needs. Full service brokerage accounts, where the registered representative and the client choose the level of service appropriate, as well as state-of-the-art asset management accounts, give both advisors and clients the freedom and flexibility to create an optimum plan. National’s advisors plan, execute and service a variety of client needs through: Whether you are saving for a personal account, a child’s education or retirement—rest assured that the National advisor has the tools, the independence, the ingenuity and the integrity to help you succeed. independence, ingenuity, integrity NY Headquarters : 120 Broadway, 27th Floor  New York, NY 10271 (800) 742-7730 or (212) 417-8000 Seattle Headquarters:  1001 4th Avenue, Suite 2200 Seattle, Washington 98154 (800) 552-7574 or (206) 622-7200 Offices Nationwide www.nationalsecurities.com • Asset Allocation • Money Market Accounts • Certificates Of Deposits • Municipal Bonds • Corporate Bonds • Mutual Funds • Financial Planning • Portfolio Analysis • Exchange Traded Funds • Preferred Stocks • Government Bonds • Private Equity • Individual Retirement Investments Accounts • Retirement Plan Services • Key Man Insurance • Stock Options • Life Insurance • Stocks • Long-term Care Insurance • Unit Investment Trusts • Money Management • Variable Annuities

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