Nabarun Bhattacharjee
Mobile: +91-8105651992 ~ E-Mail: nabarunbhattacharjee0@gmail.com
CAREER OBJECTIVE
To work with an or...
Since June 2013 to May 2015 – Associate at HSBC Electronic Data Processing
India Pvt. Ltd
Process: Data remediation - KYC
...
OTHER ENGAGEMENT and HOBBIES
Actively took part in various cite wide events in cultural activities.
Playing Shuttle Badmin...
of 3

Nabarun CV

Published on: Mar 3, 2016
Source: www.slideshare.net


Transcripts - Nabarun CV

  • 1. Nabarun Bhattacharjee Mobile: +91-8105651992 ~ E-Mail: nabarunbhattacharjee0@gmail.com CAREER OBJECTIVE To work with an organization where i can get the opportunities to use and expand my skills and technical capabilities, driven by challenges & seeking new avenues would like to play a pivotal role in bringing success to an organization through my area of expertise and by managing a team of professionals. PROFILE SUMMARY Seasoned Professional with nearly 3 years of experience in Know Your Customer (KYC), Anti Money Laundering, Commercial and Investment banking. Adept at handling overall risk, involving risk assessment, internal/ external rating. Profound knowledge of Financial Regulations like Bank Secrecy Act, USA Patriotic Act and various International guidelines like FATF, Wolfsbergs Principles, Sanctions and FATCA. Possesses excellent interpersonal, communication & organizational skills with proven abilities in team management and planning. ORGANISATIONAL EXPERIENCE Since June 2015 to till date – Deutsche Bank Global Services Pvt Ltd as Analyst – Client On Boarding Process: Client Onboarding (New Client Adoption _ United Kingdom) Have thorough knowledge about KYC and Anti Money Laundering requirements basis on which I do adoption of clients of Deutsche Bank AG, London, Ireland and UAE branches on DB Portal as per the KYC and AML guidelines of respective jurisdiction. Core Responsibilities: Identifying the client’s existence. Review completeness of a client's KYC (Know Your Customers) i.e. documentation/information and identifying missing documentation/information that needs to be obtained. Review and adhere to DB Global KYC Policy & AML policies & procedure’ Apply all regulatory requirements to the adoption process. Creation of accurate KYC profiles on internal systems. Performing searches to identify any risk/adverse information related to the client. Working closely with the Sales team and AML Compliance team. Point of contact for the Sales team and senior management on behalf of the team. Experience in handling Corporate, Financial Institutions, CMFI, SPVs, Hedge Funds, Individual clients etc. Highlights: Training provided to the new joiners in the team. Got trained on FATCA regulation which recently got implemented for DB clients and successfully implemented the same in the adoption process; For internal use only
  • 2. Since June 2013 to May 2015 – Associate at HSBC Electronic Data Processing India Pvt. Ltd Process: Data remediation - KYC Engaged in Risk assessment of various HSBC clients (Financial Institutions and Non Financial Institutions) on the basis of its Nature of business, Ownership, top 10 share holders, regulatory bodies governing the entity, Country of Incorporation and Primary Operation, Product, etc.. Core Responsibilities: Identifying the client’s existence. Identifying and sourcing of various information’s related to the client and its operations. Identifying the various HSBC products being used by the Client and there of the risk attached to it. Applying all the information sourced into the RRM (Risk Rating Methodology) to ascertain the client risk. Updating the internal systems with the information sourced. Highlights: Got opportunity to be a part of a migration project involving strategic clients. Rated as the best on the team of 10 members on the basis of quality, understand and knowledge. Process: Entity Maintenance (RTB) Process: Data remediation-Client On boarding Engaged in on boarding of new clients to the Global banking and markets of HSBC and also amending the various data of existing clients into the systems on the basis of various changes with the existing policies within the regulatory world and due to the upcoming of FATCA (Foreign Account Tax Compliance Act), Dodd-Frank Act (fully known as the Dodd-Frank Wall Street Reform and Consumer Protection Act) etc. Worked closely to understand the various AML and sanction policies. FATCA, On boarding of clients, KYC, Account opening.. Core Responsibilities: Identifying the client’s existence and the various addresses related to its operations. Identifying attributes like Nature of business, Address, Exchange/Regulators, Parent/UBO, SWIFT, CICI, etc. Using various Business Information systems like Mint Global, LexisNexis, Bankers almanac, Avox, One source, Bloomberg terminal Updating the internal systems and monitor the flow of information to various downstream systems. Highlights: Worked in a very demanding environment with tight deadlines. Got spot award twice. Highlighted various business improvement scopes. EDUCATION MBA (Finance) passed out in oct 2012 BBM from Alliance Business Academy passed out in 2009. H.S.C from Tinsukia College passed out in 2006. H.S.L.C from Tinsukia English Academy out in 2004 IT SKILLS Well versed with MS Offices, Photoshop, Lexis Nexis, Regulatory Data Corp (RDC), Lotus Notes, World Check, NORKOM, Preventative Crime Review (PCR), Bankers almanac, Mint Global, Citrix, and other Internet Applications. For internal use only
  • 3. OTHER ENGAGEMENT and HOBBIES Actively took part in various cite wide events in cultural activities. Playing Shuttle Badminton, sketching portraits, cooking and travelling. Worked as volunteer from HSBC to help Orphanage’s in bangalore. PERSONAL DETAILS Date of Birth : 9th June, 1987 Present Address : Flat no 301, Pyramid Enclave, 3nd Floor, N0.26. 15th Main, 15th Cross Near Apsara Store, JP Nagar 5thPhase. Bangalore 560078 Permanent Address : c/o N.K.Bhattacharjee, Borpathar, Dist.-Tinsukia, Assam Passport Number : J4089564 Valid up to Jan 17th 2022 Languages Known : English, Hindi, Assumes and Bengali For internal use only

Related Documents